Spartan Capital Securities, the company whose complaints will be considered, is a full-service brokerage firm that has discovered a harbor in this niche of wealth management, investment banking, and financial advisory services as a leader. However, as with most firms engaged in industries heavily regulated, Spartan Capital has seen its share of criticisms from customers over the years. Complaints against the firm often questioned its practices but also presented a reflection of the commitment of this company towards accountability and customer satisfaction as well as transparency.